Caseware Internal Audit Governance App

Govern internal audit with confidence

Manage methodologies, planning, follow-up, and quality activities in one cloud-based environment for internal audit governance.

The Internal Audit Governance App brings planning, methodology, follow-up, and quality management into one cloud environment. Keep audit activities aligned, track progress in real time, and maintain oversight without juggling disconnected tools.

Key features to manage audits end-to-end

Deliver consistent, high‑quality audits aligned to global standards, powered by a proven audit documentation software trusted by firms worldwide.

Risk-based audit planning

Audit plans are based on assessed risks, linking priority areas to planned engagements for structured audit execution.

Audit universe management

Maintain a structured view of auditable units and related risks in one central governance environment.

Centralised action tracking

Record agreed actions, monitor status, and perform follow-up on recommendations arising from internal audit activity.

Multi-entity support

Set up governance, strategy, plans, and actions separately for each entity serviced within the same environment.

Built for connected internal audit control

Bring together the key elements of governing the internal audit function, from methodology and strategy to planning, actions, and quality activities.

Key benefits to strengthen audit governance

Focus where it matters

Direct effort towards the areas where internal audit can deliver the greatest value.

Accountability beyond the audit

Keep momentum going after reporting and reinforce follow-through where it counts most.

Build a strong audit foundation

Create a clear basis for oversight, planning, and confidence in audit coverage.

Scale oversight across entities

Support multiple clients or business units with greater clarity and control in one environment.

How Caseware Internal Audit Governance works

Configure governance setup

Select country, language, and organisation type, then assign permissions to define how the governance environment is structured and accessed.

Establish methodologies

Draft and customise methodologies, templates, and forms, then approve and establish them as the foundation of the internal audit manual.

Draft charter and strategy

Prepare the internal audit charter and strategy, aligning objectives, mandate, and audit direction with organisational goals and priorities.

Build Audit Universe

Create and maintain a structured audit universe by defining auditable entities across processes, departments, and organisational units.

Perform risk assessment

Assess risks across the audit universe using defined methodologies to prioritise areas based on likelihood, impact, and control effectiveness.

Create risk-based audit plan

Develop an audit plan based on assessed risks, linking priority areas to planned engagements for structured audit execution.

Create

A new Engagement usinging the built in ISA -based templates

Customise

Customise risk assessments and planning procedures to match your firm’s methodology.

Perform

Perform fieldwork using linked documentation and guided procedures.

Review

Review and sign off using built‑in reviewer tools.

Export

Export reports and archive the final engagement securely.

Create a new engagement using the built‑in ISA‑based templates.

Customise risk assessments and planning procedures to match your firm’s methodology.

Perform fieldwork using linked documentation and guided procedures.

Review and sign off using built‑in reviewer tools.

Export reports and archive the final engagement securely.